CONSULTING

AKS Advisory assists with questions on anti-money-laundering, professional indemnity, reputation, financial crime, data and information security (including Data Breach management, DSAR requests and Annual Data Risk Assessments) and conflict of interest issues. We have expertise on regular compliance related queries, specifically in relation to the SRA Code of Conduct and Principles and conflicts of interest including assistance with the preparation of regulatory returns including: SRA annual PC renewal, regulatory appointments, MySRA account management, ICO annual renewal and managing referral arrangements. We also advise on the management of a firm's client engagement and terms of business documentation - including engagement of third party advisors for individual client matters.